Candidate Properly Bypassed Under Rule of Three

 

On June 18, 2009, the Appellate Division decided In the Matter of Andre Ruiz, Firefighter (M2271E), City of Camden, Docket No.: A-2611-07T2. In the case, Andrte Ruiz appealed the Final Administrative Action of the Merit System Board (“Board”) issued on October 11, 2007, concluding that the City of Camden (“City”) properly bypassed Ruiz under the “Rule of Three.” Ruiz also appeals from the Board’s January 22, 2008 Final Administrative Action denying his petition for reconsideration.

On October 3, 2005, the Department of Personnel (“DOP”) issued Certification Number Ol052133 to the City respecting open-competitive lists M2013A and M2271E containing the names of 150 eligible candidates for the position of firefighter. Ruiz was on list M2271E. The City returned the certification in March 2006 proposing the removal of several names, including that of Ruiz, ranked thirty-sixth, on the ground that he failed to meet the City’s residency requirements. On April 3, 2006, the City appointed thirty-five eligible candidates to the position of firefighter while the propriety of the proposed removals was still pending before the DOP.

On January 18, 2007, the Board determined that the City had failed to establish that Ruiz and five other eligible candidates, including Ruiz’s brother who resided at the same address as Ruiz, did not reside in the City. As such, the Board ordered the City to either produce sufficient documentation to support removal of the six eligible candidates based on non-residency, appoint them, or produce adequate justification for bypassing them or removing them on other grounds within sixty (60) days. 

On March 14, 2007, the City responded to the Board’s January 18, 2007 decision by submitting additional documentation to the DOP seeking to establish that Ruiz and the five other eligible candidates did not meet the City’s residency requirements. Thereafter, on April 3, 2006, the City notified the DOP that it had used the Rule of Three to appoint thirty-five eligible candidates to the position of firefighter. Despite stating it employed the Rule of Three, the City represented that no eligible candidates had been bypassed and appointments had been made through eligible candidate No. 74. The City sought entry of an order that it had properly disposed of open-competitive lists M2013A and M2271E.

On March 20, 2007, the DOP issued a disposition-deficiency notice to the City, notifying it that the reasons it had submitted for removal of Ruiz and two other eligible candidates, including Ruiz’s brother, based upon non-residency were not acceptable. It permitted the City to bypass two of the three eligible candidates provided the City submitted a short, written positive statement explaining why other lower or equally ranked eligible candidates were appointed. However, it required that the City appoint one of the three eligible candidates.

 

In the meantime, open-competitive list M2271E was scheduled to expire on June 20, 2007, and the DOP Director of Selection Services requested that the expiration date be extended until new employment lists could be issued based on a new examination. The Board extended the expiration date and, pursuant to that extension, the City appointed Ruiz’s brother, the highest ranked of the three remaining candidates as a firefighter. 

Subsequently, on July 26, 2007, Ruiz filed a notice of appeal and petition for enforcement of the January 18, 2007, final agency action. He alleged that thirty-five eligible candidates had been appointed and that the City had failed to comply with the Board’s requirements for either adequate documentation of nonresidency or justification for removal or bypass. He further alleged that the City had appointed thirty-five firefighters, but had failed to appoint him.

On October 11, 2007, the Board issued its Final Administrative Action on Ruiz’s notice of appeal and petition for enforcement. The Board concluded that N.J.A.C. 4A:2-1.4(c) and N.J.A.C. 4A:4-4.8(b)(4) placed the burden of proof on Ruiz to show by a preponderance of the evidence that the City’s decision to bypass him was improper. The Board found that Ruiz had not even alleged “a specific improper reason underlying the appointing authority’s bypass of his name” and found that the City had fully complied with the Board’s January 18, 2007 decision. Accordingly, the Board found that the current disposition of the certification, including the bypass of Ruiz’s name, was in compliance with its prior decision and the Rule of Three. Thereafter, Ruiz filed a petition for reconsideration, which the Board ultimately found to be without merit. This appeal ensued.

The Appellate Division affirmed the Board’s decision in determining that Ruiz failed to meet his burden of demonstrating that the Board’s actions were arbitrary, capricious, or unreasonable. First, the Court found that all of the issues raised by Ruiz on appeal were not properly before the Court. Specifically, Ruiz’s time to appeal the January 18, 2007 Final Administrative Action expired ling before his July 26, 2007 notice of appeal and petition for enforcement. Second, the Court explained that any expectation that Ruiz had of mandatory appointment was defeated by the possibility of being bypassed that the Board specifically permitted on January 18, 2007, a final agency action from which Ruiz did not appeal. Further, as the Board observed, there is no evidence that Ruiz was not considered by the City when it selected the most qualified of the three remaining eligible candidates.

Termination of Police Officer Arising from Substance Abuse Upheld

On April 15, 2009, the Appellate Division decided In the Matter of Cornelius Caruso, Docket No.: A-1612-07T1. In the case, Cornelius Caruso appealed his termination as police officer in the City of Orange Police Department.

Caruso became a police officer in 2000. In 2005, he began to experience serious problems related to his use of alcohol. He voluntarily entered a program at the Carrier Clinic in December 2005. When he did so, he failed to follow the Department’s requirement that he notify the communication supervisor and apply for a leave of absence. No charges were filed with respect to that omission.

Caruso left the Carrier Clinic in March 2006. He was found by the Department to be fit for duty and returned to work on April 1, 2006. Caruso was instructed to make periodic reports concerning his recovery, which instruction was confirmed in a letter from the City’s attorney to Caruso’s attorney. No such periodic reports were ever made.

The Department permits fifteen days of sick leave per year. The Department assessed Caruso for use of 2006 sick leave only during the period from January 1 to January 10, 2006. The period from January 11 to March 31, 2006, was charged as a combination of administrative and compensatory leave. After Caruso’s return to duty in April, he went out on sick leave from April 6 to April 18; May 10 to July 7; October 25 to November 4; and December 12 to the end of 2006. Consequently, by December 2006, Caruso had taken significantly more sick leave than was permitted by the Department.

On December 12, 2006, Caruso left work because of an eye infection. However, according to Caruso, his problem with alcohol use returned in December 2006. On December 22, 2006, Caruso left his home and traveled to Hazelden, a rehabilitation clinic located in Minnesota. He again failed to notify the communications supervisor, although others apparently notified one of his superiors who subsequently contacted Caruso and arranged for him to surrender his service weapon. Caruso also failed to complete the required form for a leave of absence.

As a result, on January 18, 2007, the City filed formal disciplinary charges against Caruso. The disciplinary charges were as follows: (1) performance of duty; (2) insubordination; (3) obedience to laws and rules; and (4) abuse of sick leave. 

Caruso left Hazelden and returned to New Jersey on January 19, 2007. He started intensive outpatient aftercare on January 23, 2007, which required his attendance at a program for four hours a day, four days per week, as well as attendance at Alcoholics Anonymous sessions.

 

On January 25, 2007, Caruso attended a meeting at the Department, at which time he was served with the notice of discipline and preliminarily suspended. On February 12, 2007, Caruso was terminated pursuant to a final notice of disciplinary action. 

Caruso appealed to the Merit System Board, which referred the matter to the Office of Administrative Law as a contested case. A hearing was held before an Administrative Law Judge (“ALJ”) in August 2007. The ALJ’s initial decision upheld Caruso’ removal, sustaining three of the four charges in the City’s notice of discipline. The Board adopted the ALJ’s decision and upheld the termination. This appeal ensued.

On appeal, Caruso argued the Board’s decision “was not based on credible evidence in the record and was not consistent with case law” and that the termination was an excessive penalty. The Appellate Division disagreed. The Court upheld the Board’s decision in its entirety, including Caruso’s termination. Specifically, the Court noted the City complied with certain requirements delineated in the case law and previous decisions when it permitted Caruso to take the leave of absence for the Carrier Clinic. In addition, the Court noted that there was no basis to overturn the City’s decision that termination was an appropriate penalty. 

The case illustrates the importance of a New Jersey public safety officer being cognizant of the policies and procedures of his/her department in the event a leave of absence is necessitated by substance abuse.  In the event the requisite policies and procedures are not adhered to, missing time from employment could lead to the imposition of disciplinary charges and possible termination from employment.